Roberto Rafael Velez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 12/2016
  Wells Fargo Bank, Na
  Miami, FL
• 06/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 12/2016
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 12/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 10/2024 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

CATALINA WEST HOMEOWNERS ASSOCIATION; NOT INV. RELATED; CUTLER BAY, FL; Secretary; HOMEOWNERS ASSOCIATION; START DATE 1/2016; 2 HRS PER MONTH; 0 HRS DURING TRADING; REVIEWING BUDGET. I*2231267, Entity Type: , Name of OBA: A V, Address: Miami, Florida, 33177, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Mar-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*941245, Entity Type: , Name of OBA: P V, Address: Miami, Florida, 33177, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03-Aug-2022, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2017-04-12
• S63 Uniform Securities Agent State Law Examination
  2014-08-12

Other Names

• Roberto R Velez
• Roberto Velez
• Roberto Rafael Velez