Douglas Reese Way

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-02-23
FL	RA	APPROVED	2026-02-17
GA	RA	APPROVED	2026-01-09
NY	RA	APPROVED	2021-12-15
NC	RA	APPROVED	2021-12-13
SC	RA	APPROVED	2021-12-13
TX	RA	APPROVED	2021-12-13

DC RA
APPROVED

Since 2026-02-23
FL RA
APPROVED

Since 2026-02-17
GA RA
APPROVED

Since 2026-01-09
NY RA
APPROVED

Since 2021-12-15
NC RA
APPROVED

Since 2021-12-13
SC RA
APPROVED

Since 2021-12-13
TX RA
APPROVED

Since 2021-12-13

Branch Locations

1441 Main Stree Suite 850, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Columbia	SC	05/2014	09/2016
Stephens Inc.	Columbia	SC	10/2016	12/2021
Lpl Financial, Llc	Columbia	SC	12/2021	Present
Independent Advisor Alliance, Llc	Columbia	SC	10/2021	Present

05/2014 → 09/2016

Lpl Financial Llc

Columbia, SC
10/2016 → 12/2021

Stephens Inc.

Columbia, SC
12/2021 → Present

Lpl Financial, Llc

Columbia, SC
10/2021 → Present

Independent Advisor Alliance, Llc

Columbia, SC

Previous Registrations

2016-10-07 → 2022-01-06

Stephens

Columbia, SC
2015-04-20 → 2016-09-08

Lpl Financial Llc

Columbia, SC

Other Businesses

1) 1)12/2021 - DBA for LPL Business (entity for LPL business) - Way and Way- Investment Related - 100% - COLUMBIA, SC 29201 2) 12/13/2021 - BRIDPORT HOLDINGS LLC - Home Based - Business Entity For Tax/Investment Purposes Only - Started 8/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 2%. 3) 12/13/2021 - ABELIA HOLDINGS LLC - Home Based - Business Entity For Tax/Investment Purposes Only - Started 05/15/2015 - 2 Hours Per Month - Time Spent 2%. 4) 12/27/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/05/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-16

S66 Uniform Combined State Law Examination

2015-04-16

View on SEC IAPD