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Stephen Kaichiro Kawasaki

Aspiriant, LLC

Irvine, CA

Los Angeles, CA

CRD 6090483

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Employer firm

Aspiriant, LLC CRD 146720

$18.0B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Aspiriant, Llc

11100 Santa Monica Blvd Suite 500, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-15
  • CA RA
    APPROVED
    Since 2025-03-15

Branch Locations

7700 Irvine Center Drive Suite 940, Irvine, CA 92618 • United States

11100 Santa Monica Blvd Suite 500, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Balasa Dinverno Foltz Llc Itasca IL 06/2012 09/2016
Aspiriant, Llc Irvine CA 10/2016 11/2017
Aspiriant, Llc Irvine CA 11/2017 12/2018
Aspiriant, Llc Irvine CA 01/2019 02/2022
Aspiriant, Llc Irvine CA 03/2022 03/2024
Aspiriant, Llc Irvine CA 03/2024 03/2026
Aspiriant, Llc Irvine CA 03/2026 Present
Previous Registrations
  • 2012-12-13 → 2016-09-23
    Balasa Dinverno Foltz Llc
    Itasca, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-12
  • S65 Uniform Investment Adviser Law Examination
    2012-12-12
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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PRINCIPAL SECURITIES, INC.
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Nearby Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones

Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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