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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
| DC | RA | APPROVED | 2017-05-16 |
| TX | RA | APPROVED_RES | 2016-10-27 |
| VA | RA | APPROVED | 2014-09-17 |
Branch Locations
1800 K St Nw, Washington, DC 20006 • United States
Huntersville, NC • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Washington | DC | 09/2014 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 09/2014 | Present |
I*129408 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Spinal Association Investment related: N Address of business: Washington, District of Columbia 20010 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/19/2017 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: to raise awareness for Spinal Cord injuries, educate people, giving back to the spinal cord community, raise funds for fitness programs, sports I*133033 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Spinal Metro DC Chapter Investment related: Address of business: Washington, District of Columbia 20010 Nature of business: Charitable Organization, Compensation for Activity: Position, title, association: Other, the leader of that for our fundraising group Start date of relationship: 1/1/2018 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: leader of our fundraising committee that we created for the chapter. I*2157277, Entity Type: , Name of OBA: D J D ADMIN EST OF R D, Address: Huntersville, North Carolina, 28078, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 01-Jan-2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2187268, Entity Type: , Name of OBA: S L D TOD BENEFICIARIES ON FILE , Address: Huntersville, North Carolina, 28078, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03-Feb-2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
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