Parker Aubrey Babbe

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Massmutual Life Insurance Co
  Greenville, SC
• 09/2014 → Present
  Mml Investors Services, Llc
  Greenville, SC

Previous Registrations

• 2014-07-29 → 2014-09-02
  Northwestern Mutual Investment Services, Llc
  Colchester, VT

Other Businesses

(1) NAME: PARKER BABBE INV REL: Y ADD: 400 MILLS AVENUE, UNIT 416, GREENSVILLE, SC 29605, NATURE: OUTSIDE INSURANCE - INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH, FIXED ANNUITY AND GROUP DI INSURANCE SALES POSITION: SALES, AGENT. START DATE: 10/07/2015, No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 4. (2) NAME: PARKER BABBE INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 9/28/2020 NO. HR/MO: 5 No. HR/MO DURING SEC TRADING: 0. (3) NAME: RED SPACES LLC, INV REL: Y ADDR: 3901 NW 79TH AVE, SUITE 245, #3475, MIAMI FL 33166, NATURE: REAL ESTATE SYNDICATION, POSITION: MEMBER START:03/26/2021 NO HR/MO:1 NO HR/MO DUR TRADING:0, DUTIES: MEMBER OWNER OF LLC. (4) NAME: TOP NOTCH SUPPLY HOUSE LLC INV REL: Y ADDR: 51 RIVER STREET SUITE 100, WELLESLEY, MA 02481 NATURE: E-COMMERCE POSITION: OWNER START: 06/01/2021 NO HR/MO: 2 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: CAPITAL PROVIDER. (5) NAME: A&P PROPERTIES LLC INV REL: Y ADDR: 215 EAST BAY ST., STE 201K #830, CHARLESTON, SC 29401 NATURE: MULTI FAMILY REAL ESTATE PURCHASE POSITION: MANAGING MEMBER START: 12/07/2021 NO HR/MO: 1 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: LANDLORD. (6) NAME: LANDRUM INN, LLC INV REL: Y ADDR: 215 E BAY ST, STE 201K #1706, CHARLESTON, SC 29401 NATURE: RENTAL INCOME POSITION: OWNER START DATE: 07/01/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 DUTIES: OWNER OF A SHORT-TERM RENTAL. (7) NAME: WEALTHSHIELD INSURANCE LLC INV REL: Y ADDR: 128 PINE ST., NORWELL, MA 02061 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 02/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES AND SERVICES P&C AND COMMERICIAL INSURANCE (8) NAME: WEALTHSHIELD INSURANCE LLC, INV REL: Y, ADD: 128 PINE ST., NORWELL, MA 02061 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 02/01/2024, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: SELL PROPERTY, CASUALTY AND COMMERCIAL INSURANCE (9) NAME: OUR WEALTH GUIDE INC., INV REL: Y, ADD: 51 RIVER STREET SUITE 100, WELLESLEY, MA 02481 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 2/1/2024, NO. HR/MO: 40, NO. HR/MO DURING SEC TRADING: 40

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-26
• S63 Uniform Securities Agent State Law Examination
  2013-04-30