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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Peoria | IL | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Peoria | IL | 11/2016 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | IL | 03/2020 | 11/2023 |
| Bank Of America, N.A. | Peoria | IL | 06/2020 | 11/2023 |
| Pruco Securities, Llc | Quincy | IL | 11/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Quincy | IL | 11/2023 | Present |
| Lpl Enterprise, Llc | Peoria | IL | 11/2024 | Present |
1) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV Related - At reported business location(s) 2) 07/16/2025 - New Life Christian Church - Artist/ Musician - I play piano for church services - Not INV Related - At West Peoria, IL - Start Date 05/05/2014 - 20hrs/mth - 0hrs During Trading 3)03/09/2026-The Focal Point Financial Group LLC-FINANCIAL PLANNER-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/02/2026-160hrs/mth-100hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-16 |
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