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John R Cultrera

LPl Financial LLC

Brooklyn , NY

Brooklyn, NY

CRD 6090243

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-18
  • NY RA
    APPROVED
    Since 2022-04-18

Branch Locations

337 Bay 11Th Ave Flr 1 , Brooklyn , NY 11228 • United States

8220 17Th Ave, Brooklyn, NY 11214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corp New York NY 05/2015 08/2017
Infinex Investments, Inc. Meriden CT 08/2017 10/2019
Ridgewood Savings Bank Brooklyn NY 08/2017 10/2019
Woodbury Financial Services Inc Brooklyn NY 10/2019 04/2022
Lpl Financial Llc Brooklyn NY 04/2022 Present
  • 05/2015 → 08/2017
    National Securities Corp
    New York, NY
  • 08/2017 → 10/2019
    Infinex Investments, Inc.
    Meriden, CT
  • 08/2017 → 10/2019
    Ridgewood Savings Bank
    Brooklyn, NY
  • 10/2019 → 04/2022
    Woodbury Financial Services Inc
    Brooklyn, NY
  • 04/2022 → Present
    Brooklyn, NY
Previous Registrations
  • 2019-10-28 → 2022-05-02
    Woodbury Financial Services, Inc.
    Brooklyn, NY
    Poughkeepsie, NY
    Brooklyn, NY
  • 2014-04-29 → 2015-05-29
    Joseph Gunnar & Co. Llc
    New York, NY
  • 2013-10-25 → 2014-04-28
    Pennington, NJ
Other Businesses

1) 10/03/2022 - DBS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/29/2022 - 10 Hours Per Month/1 Hour During Securities Trading. 2) 10/03/2022 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/29/2022 - 10 Hours Per Month/1 Hour During Securities Trading. 3) 06/05/2026 - SouthHampton Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/18/2022 - 200 Hours Per Month/7 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
S63 Uniform Securities Agent State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2019-10-25
  • S63 Uniform Securities Agent State Law Examination
    2013-05-24
Designations
  • Certified Financial Planner
Other Names
  • John Cultrera
  • John Ralph Cultrera
  • John Ralph Cultrera

View on SEC IAPD

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