William Francis Wilkinson

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 07/2016
  Wells Fargo Advisors
  Charlotte, NC
• 02/2017 → 08/2019
  Providence Capital Advisors, Llc
  Charlotte, NC
• 08/2019 → 06/2022
  Tiaa
  Charlotte, NC
• 08/2019 → 06/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 06/2022 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 06/2022 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 07/2016 → 08/2019
  Providence Capital Advisors, Llc
  Charlotte, NC

Previous Registrations

• 2019-09-12 → 2022-06-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2017-02-07 → 2019-08-23
  Providence Capital Advisors, Llc
  Charlotte, NC
• 2015-08-20 → 2016-07-19
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-09-28
• S66 Uniform Combined State Law Examination
  2015-08-19

Other Names

• Bill Wilkinson