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Michael Robert Gorman

Morgan Stanley

Stamford, CT

CRD 6089808

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-25
CT RA APPROVED 2012-08-28
  • TX RA
    APPROVED_RES
    Since 2015-08-25
  • CT RA
    APPROVED
    Since 2012-08-28

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Stamford CT 06/2012 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2018 Present
  • 06/2012 → Present
    Stamford, CT
  • 03/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-27
  • S66 Uniform Combined State Law Examination
    2012-08-27

View on SEC IAPD

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