Mary Anne O Phillips

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Birmingham, AL
• 03/2013 → Present
  Bank Of America, N.A.
  Birmingham, AL

Other Businesses

I*: 2250291Entity Type: CharitableName of OBA: Edgewood Elementary PTOAddress: Homewood, ALInvestment Related: NoPosition, Title, Association: Treasurer Employee Start Date: 5/1/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 1 hr mthly Duties: I have been nominated to serve as treasurer elect for 2025 and treasurer next year in 2026. There are multiple signers on the account, and there is also an audit performed each year.Duties of Officers: The Treasurer shall shall keep full and accurate accounts of receipts and disbursements of the PTO; shall deposit funds in the name of the PTO; be responsible for the maintenance of such books of account and records as conforms to the requirements of Article VI of these bylaws; shall provide the Auditing Committee and accountant with financial and other pertinent records for annual review; be responsible for passing reports, as detailed in Article VI; section a, to the incoming treasurer by June 30 of the applicable year; and shall present a financial statement at every meeting of the PTO and at other times when requested by the PTO Board and shall make a full report at the final general meeting of the year. The Treasurer-Elect shall assist the Treasurer with any of his/her duties. I*: 2250292Entity Type: CharitableName of OBA: Smile-A-MileAddress: Birmingham, AL Investment Related: NoPosition, Title, Association: Board member Employee Start Date: 4/21/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 1 hr mthly Duties: Smile-A-Miles mission is to provide hope, healing of the spirit and love for the whole family during the childhood cancer journey. Through year-round meaningful and educational programming, Smile-A-Mile helps those in Alabama who are affected by childhood cancer thrive during treatment and the years beyond. I would serve on the board, which supports Smile-A-Mile's fundraising efforts. I*4406279, Entity Type: Entity Charitable, Name of OBA: Homewood City Schools Foundation, Address: Birmingham, Alabama, 35259, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 08/03/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Board Member, Support local school system teachers and students through community fundraising

Exams

• S66 Uniform Combined State Law Examination
  2012-09-17

Other Names

• Mary Anne Osborne
• Mary A Osborne