Gregory James Sabala

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 08/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Cucamonga, CA
• 02/2014 → 08/2018
  Bank Of America, N.A.
  Rancho Cucamonga, CA
• 08/2018 → 05/2019
  American Financial Network
  Calabasas, CA
• 07/2018 → 12/2018
  Dfpg Investments, Inc
  Calabasas, CA
• 05/2019 → 05/2019
  International Assets Advisory, Llc
  Calabasas, CA
• 05/2019 → 05/2021
  Jp Morgan Securities, Llc
  Los Angeles, CA
• 05/2019 → 05/2021
  Jp Morgan Chase Bank, N.A.
  Los Angeles, CA
• 05/2021 → Present
  Wells Fargo Clearing Services, Llc.
  Des Moines, IA

Previous Registrations

• 2019-06-05 → 2021-05-04
  J.P. Morgan Securities Llc
  Los Angeles, CA
  West Hollywood, CA
  Los Angeles, CA
• 2018-07-23 → 2019-06-11
  American Financial Network Advisory Services, Llc
  Los Angeles, CA
• 2014-02-13 → 2018-08-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Claremont, CA
  Rancho Cucamonga, CA
  Riverside, CA
  Cucamonga, CA
  Claremont, CA
  Cucamonga, CA
  Glendora, CA
• 2013-02-04 → 2013-07-01
  C.K. Cooper & Company, Inc.
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2013-01-31

Other Names

• Gregory James Sabala
• Gregory James Sabala
• Gregory J Sabala