Mitchel Vallie

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 02/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Blanc, MI
• 03/2015 → 02/2022
  Bank Of America, N.A.
  Grand Blanc, MI
• 02/2022 → Present
  Raymond James & Associates, Inc.
  Birmingham, MI

Previous Registrations

• 2015-04-07 → 2022-02-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Blanc, MI

Other Businesses

(1)Name of Business: Ace Retreiver Company LLC Address: 5273 Lahring Rd, Linden, MI, 48451, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a hobby, my wife and I have a goal is manufacture a new type of retrieving training dummy for hunting and retrieving dogs

Exams

• S66 Uniform Combined State Law Examination
  2015-04-03

Designations

• Certified Financial Planner

Other Names

• Mitchel David Vallie