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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-06 |
| NY | RA | APPROVED | 2024-05-13 |
Branch Locations
1 Eagle Rd, Danbury, CT 06810 • United States
26 Church Hill Rd, Newtown, CT 06470 • United States
368 Main St, Ridgefield, CT 06877 • United States
2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boca Raton | FL | 12/2013 | 08/2017 |
| Wells Fargo Clearing Services Llc | White Plains | NY | 08/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 12/2018 | 09/2023 |
| Morgan Stanley | White Plains | NY | 02/2018 | 12/2018 |
| Bank Of America, N.A. | Greenwich | CT | 01/2022 | 09/2023 |
| Morgan Stanley | Purchase | NY | 10/2023 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Purchase | NY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-15 |
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