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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-01 |
| NY | RA | APPROVED | 2023-02-06 |
Branch Locations
80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States
Cohoes, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Saratoga Springs | NY | 01/2014 | 06/2019 |
| Alphastar Capital Management, Llc | Cornelius | NC | 07/2019 | 02/2023 |
| Crystal Clear Finances | Latham | NY | 07/2019 | 12/2021 |
| Refined Financial Llc | Latham | NY | 02/2020 | 02/2023 |
| Ameriprise Financial Services | Albany | NY | 02/2023 | 02/2023 |
| Ameriprise Financial Services, Llc | Albany | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Albany | NY | 02/2023 | Present |
Independent Insurance Brokering; American Senior Services Inc; 05/24/2024; Medicare Supplement, Health, Long Term Care. Business Ownership; Refined Financial LLC; Owner; Consulting; 15 Wardley Cir, , Cohoes, NY, 12047; Not Investment-Related; 11/05/2019; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Redemption Church NY; Stewardship Pastor; 1315 RT 146, , Clifton Park, NY, 12065; Not Investment-Related; 02/01/2019; 1 to 9 hours per month; 0 during trading hours / WTRWAY Board; Board Member; 860 E Twain Ave, Suite 130, Las Vegas, NV, 89169; Not Investment-Related; 05/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FFLIH, LLC; Associate Financial Advisor; FFLIH, LLC; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Investment-Related; 02/06/2023; 60 hours per month; 60 during trading hours / INetwork NY LLC; consultant - help consult the Franchise Consulting Clients; This is how I am paid to support the Franchise Consulting Business; 80 Wolf Road, , Albany NY, NY, 12205; Investment-Related; 05/20/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-23 |
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