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Xiuming Jin

Ethos Private Wealth

Coral Gables, FL

Chattanooga, TN

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Current Employers
Ethos Private Wealth

Coral Gables, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-25
TN RA APPROVED 2024-11-04
  • FL RA
    APPROVED
    Since 2024-11-25
  • TN RA
    APPROVED
    Since 2024-11-04

Branch Locations

Coral Gables, FL • United States

Chattanooga, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Germantown TN 05/2017 06/2024
Extended Travel Beijing 01/2017 04/2017
Ethos Wealth Management Llc Chattanooga TN 11/2024 Present
Extended Travel Beijing 06/2024 10/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-24
  • S66 Uniform Combined State Law Examination
    2017-07-24
Other Names
  • Xiuming Jin
  • Xiuming Jin

View on SEC IAPD

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