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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-08-31 |
| KY | RA | APPROVED | 2024-04-23 |
| AL | RA | APPROVED | 2023-05-22 |
| TX | RA | APPROVED_RES | 2022-02-16 |
| TN | RA | APPROVED | 2021-10-26 |
Branch Locations
824 A1A N, Ponte Vedra Beach, FL 32082 • United States
144 S Thomas St, Tupelo, MS 38801 • United States
2 Union Sq, Chattanooga, TN 37402 • United States
800 S Gay St, Knoxville, TN 37929 • United States
340 E Main Ave, Bowling Green, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsgbank Na | Chattanooga | TN | 08/2016 | 02/2018 |
| Cetera Investment Advisers Llc | Chattanooga | TN | 08/2016 | 02/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2016 | 02/2018 |
| Unemployed | Chattanooga | TN | 03/2018 | 09/2018 |
| Allstate Insurance Company | Chattanooga | TN | 09/2018 | 12/2019 |
| Se Tennessee Officials Association | Chattanooga | TN | 10/2018 | Present |
| United Way | Chattanooga | TN | 05/2019 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chattanooga | TN | 10/2021 | Present |
SE Tennessee Officials Association: Chattanooga, TN. Contract 1099. Basketball officials. Officiating middle school and high school basketball in the TN Valley. 3-5 hrs weekly. 20-25 hrs per month. 0 hrs per month during trading. Started: 10/16/2018.UNITED WAYPOSITION: Dr. of Workforce Engagement NATURE: I will be managing a team responsible for contacting companies to ensure capital campaign success. Conducting seminars and speaking engagements on behalf of the United Way. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 05/01/2019ADDRESS: Chattanooga TN 37402, United StatesDESCRIPTION: I will be managing a team responsible for contacting companies to ensure capital campaign success. Conducting seminars and speaking engagements on behalf of the United Way. I*557245For profit or not for profit: Name of outside business organization: Southeast Basketball Officials AssociationInvestment related: NAddress of business: Soddy Daisy, Tennessee, 37379Nature of business: ["HOA, Co-op, Freehold"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/25/2021Number of hours devoted: 3 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , High School Official I*1074339For profit or not for profit: Entity For ProfitName of outside business organization: Self-Published BookInvestment related: NAddress of business: Ooltewah, Tennessee, 37363Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 9/12/2018Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I just wrote my first book and I will be selling copies for profit. I*2969288, Entity Type: Entity For Profit, Name of OBA: SELF-PUBLISHED BOOK, Address: OOLTEWAH, Tennessee, 37363, Investment Related: N, Position, Title, Association: Other, Employee State Date: 11/15/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: AUTHOR, SELF-PUBLISHED, BOOK-PRE GAME SPORTS DEVOTIONAL. DEVOTION FOR STUDENT ATHLETES TO BUILD THEIR FAITH AND USE IN SPORTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-08 |
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