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6201 Fairview Road, Suite 200 Pmb 17336509, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Charlotte | NC | 05/2000 | Present |
| Mcclure, Cpa, P.A. | Charlotte | NC | 06/1990 | Present |
| Forest Capital Operating Company Llc | Charlotte | NC | 06/2024 | Present |
Carolina Brick & Materials, Inc/ Carolina Ready Mix, LLC; 1901 Valley Parkway, Monroe, NC; not investment related; Chief Financial Officer; 40 hours per week; 40 during trading; managing all the financial aspects of a multi entity organization.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
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