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Frank Mario Novello

Morgan Stanley

Palm Beach Gardens, FL

CRD 3123970

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-19
TX RA APPROVED_RES 2019-02-19
NJ RA APPROVED 2015-11-06
  • FL RA
    APPROVED
    Since 2019-02-19
  • TX RA
    APPROVED_RES
    Since 2019-02-19
  • NJ RA
    APPROVED
    Since 2015-11-06

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palm Beach Gardens FL 06/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-02
S65 Uniform Investment Adviser Law Examination 1999-06-16
S63 Uniform Securities Agent State Law Examination 1998-10-27
  • S66 Uniform Combined State Law Examination
    2015-11-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-16
  • S63 Uniform Securities Agent State Law Examination
    1998-10-27

View on SEC IAPD

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