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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-09-24 |
| CT | RA | APPROVED | 2000-08-30 |
Branch Locations
8 Wright Street, Westport, CT 06880-4701 • United States
300 Post Road West, Westport, CT 06880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Westport | CT | 05/2000 | Present |
1)New Generation Property Management / 63 Mather Road Stamford,ct 06903 / Partnership/ Real Estate / Rental property / Partner / / property management / Start Date 1/1/02 / 2 HRS/MONTHS.DUTIES - MANAGE REAL ESTATE. 2) EASTON EVERGREEN LLC 142 WILSON ROAD EASTON, CT 06612 / NATURE OF BUSINESS - SNOW PLOWING / PRIVATE ORGANIZATION / 6 HOURS PER MONTH / INVOLVEMENT SINCE 1/22/2010 / POSITION - SNOW PLOWING Weston Volunteer Fire Department / 52 Norfield Road Weston,CT 06883 / Company/ Other Fire Department / Public Safety / Member of a committee with management or supervisory functions / / Finance Comitte / Start Date 09/19/2016 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-17 |
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