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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-06 |
| ND | RA | APPROVED | 2015-12-14 |
Branch Locations
111 South Main St, Hettinger, ND 58639 • United States
500 2Nd Ave. North, Fargo, ND 58102 • United States
204 Sims St, Dickinson, ND 58601 • United States
2710 State St, Bismarck, ND 58503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gate City Bank | Dickinson | ND | 03/2015 | Present |
| Lpl Financial Llc | Dickinson | ND | 12/2015 | Present |
1. 11/8/2018 - Gate City Bank - DBA: Gate City Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/29/2018 - 160 Hours Per Month/5 Hours During Securities Trading. 2. 3/9/2021 - Gate City Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/23/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 3. 12/20/2021 - Gate City Financial Services Investment Committee - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 11/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Gate City Bank has created an Investment Panel to oversee product companies the bank works with for all Retail Non-Deposit Investment Products (RNDIP) activities. 4. 05/31/2024 - Simplicity/Sunderland Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/01/2016 - 16 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-18 |
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