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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-14 |
| TX | RA | APPROVED | 2025-07-14 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
20375 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hungtington Beach | CA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 08/2020 |
| Ubs Financial Services Inc. | Irvine | CA | 09/2020 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 07/2025 | Present |
RENTAL PROPERTY - 18006; INV RELATED;YORBA LINDA,CA; INVESTMENT PROPERTY ;100% OWNERSHIP; START DATE: 04/01/2026; 30 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-01 |
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