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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-17 |
| WA | RA | APPROVED | 2019-05-17 |
Branch Locations
929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States
Redmond, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 05/2000 | 05/2019 |
| Bank Of America, N.A. | Bellevue | WA | 05/2011 | 05/2019 |
| Ameriprise Financial Services Inc | Bellevue | WA | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Real Estate Ownership; Single Family; 1341 Ocean Shores Blvd #5Ocean Shores, WA 98569, , Ocean Shores, WA, 00000; Not Investment-Related; 10/01/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-22 |
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