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Michael Thomas Hornung

Strategic Wealth Management, LLC

Bedford, TX

CRD 6088812

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Employer firm

Strategic Wealth Management, LLC CRD 171908

$158M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Wealth Management, Llc

2812 Bedford Road Suite 200, Bedford, TX 76021 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-24
  • TX RA
    APPROVED
    Since 2015-09-24

Branch Locations

2812 Bedford Road Suite 200, Bedford, TX 76021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Management, Llc Bedford TX 05/2015 01/2019
Lpl Financial, Llc Bedford TX 09/2015 Present
Strategic Wealth Management Llc Bedford TX 01/2019 Present
Other Businesses

(1) 6/11/2015: Strategic Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/18/2015 - 40 Hours Per Month/15 Hours During Securities Trading - Time Spent 25%. (2) 6/30/2015: Strategic Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/18/2015 - 120 Hours Per Month/100 Hours During Securities Trading - Time Spent 75% - Admin.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-10
  • S66 Uniform Combined State Law Examination
    2015-09-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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