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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
MN RA APPROVED 2015-10-13
  • NY RA
    APPROVED
    Since 2021-04-16
  • MN RA
    APPROVED
    Since 2015-10-13

Branch Locations

1673 County Road 39, Southampton, NY 11968-5298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southampton NY 06/2012 03/2020
Ameriprise Financial Services, Llc Southampton NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 260 Beach 81st St. Unit 4ERockaway Beach, NY 11693, ,; Not Investment-Related; 09/13/2013.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-12
  • S66 Uniform Combined State Law Examination
    2015-10-12

View on SEC IAPD

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