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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-09-27
  • VA RA
    APPROVED
    Since 2024-09-27

Branch Locations

16583 Forest Rd, Forest, VA 24551 • United States

109 Bridge St, Suite 105, Danville, VA 24541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Forest VA 06/2012 03/2020
Ameriprise Financial Services, Llc Forest VA 03/2020 09/2024
Lpl Financial Llc Forest VA 09/2024 Present
Previous Registrations
Other Businesses

1 - 09/11/2024 - Blackwater Group - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 09/11/2024 - Eastern Expeditions - Author - Blog - Not Inv Related - 10 Hours/Month - VA 24502 - OBA Start Date: 01/01/2010.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-08
  • S66 Uniform Combined State Law Examination
    2014-07-08

View on SEC IAPD

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