Kimberly Speese

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2016
  Morgan Stanley
  Mclean, VA
• 07/2017 → 09/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 12/2016 → 07/2017
  Unemployed
  Fairfax, VA
• 11/2017 → 09/2019
  Bank Of America, N.A.
  Washington, DC
• 09/2019 → 05/2020
  Fidelity Brokerage Services
  Philadelphia, PA
• 06/2020 → 01/2021
  Raffa Investment Advisers
  Washington, DC
• 04/2022 → 12/2024
  William Blair
  Chicago, IL
• 01/2021 → 04/2022
  Unemployed
  Denver, CO
• 01/2025 → Present
  Mml Investors Services, Llc
  Bethesda, MD
• 01/2025 → Present
  Massmutual Life Insurance Company
  Bethesda, MD
• 02/2024 → 06/2024
  Unemployed
  Denver, CO

Previous Registrations

• 2024-07-01 → 2025-01-08
  William Blair
  Denver, CO
  Denver, CO
  Chicago, IL
  Chicago, IL
• 2022-04-08 → 2024-02-23
  William Blair
  Chicago, IL
  Denver, CO
  Radnor, PA
• 2020-07-07 → 2022-02-18
  Raffa Investment Advisers
  Washington, DC
  Washington, DC
  Washington, DC
• 2019-09-25 → 2020-05-08
  Fidelity Personal And Workplace Advisors
  Philadelphia, PA
• 2017-08-07 → 2019-09-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
  Washington, DC
  Philadelphia, PA
  Philadelphia, PA
  Iselin, NJ
  Philadelphia, PA
  Columbia, MD
• 2016-03-19 → 2017-12-22
  Spc Financial Inc
  Rockville, MD
• 2016-06-07 → 2016-12-15
  Morgan Stanley
  Mclean, VA

Exams

• S66 Uniform Combined State Law Examination
  2016-02-23

Other Names

• Kimberly Ann Speese