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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-11
CA RA APPROVED 2026-03-14
  • TX RA
    APPROVED
    Since 2026-06-11
  • CA RA
    APPROVED
    Since 2026-03-14

Branch Locations

150 N Santa Cruz Ave, Los Gatos, CA 95030 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. San Jose CA 06/2012 11/2016
Wells Fargo Bank Na San Jose CA 11/2010 Present
Amber India Restaurant San Jose CA 07/2005 Present
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
  • 06/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    San Jose, CA
  • 11/2010 → Present
    Wells Fargo Bank Na
    San Jose, CA
  • 07/2005 → Present
    Amber India Restaurant
    San Jose, CA
  • 11/2016 → Present
    San Jose, CA
Other Businesses

CITRUS SOCIALS, LLC DBA THE TINTO, NOT INVT RELATED, SAN JOSE, CA, 33.34% OWNERSHIP, START DATE 5/5/2024, 10 HRS PER MONTH, 0 HRS DURING TRADING, MARKETING, SALES, WORK WITH VENDORS AND CUSTOMERS FOR EVENT PLANNING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-13
S63 Uniform Securities Agent State Law Examination 2012-08-14
  • S66 Uniform Combined State Law Examination
    2026-03-13
  • S63 Uniform Securities Agent State Law Examination
    2012-08-14
Other Names
  • Joseph Francis Lawrence

View on SEC IAPD

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