Joseph L Lawrence

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 11/2016
  Wells Fargo Advisors, Llc.
  San Jose, CA
• 11/2010 → Present
  Wells Fargo Bank Na
  San Jose, CA
• 07/2005 → Present
  Amber India Restaurant
  San Jose, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Jose, CA

Other Businesses

CITRUS SOCIALS, LLC DBA THE TINTO, NOT INVT RELATED, SAN JOSE, CA, 33.34% OWNERSHIP, START DATE 5/5/2024, 10 HRS PER MONTH, 0 HRS DURING TRADING, MARKETING, SALES, WORK WITH VENDORS AND CUSTOMERS FOR EVENT PLANNING.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-13
• S63 Uniform Securities Agent State Law Examination
  2012-08-14

Other Names

• Joseph Francis Lawrence