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Nicholas Anthony Morais

Goldman Sachs Wealth Services, L.P.

Cohoes, NY

CRD 6087994

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-11
  • NY RA
    APPROVED
    Since 2021-07-11

Branch Locations

100 Coliseum Drive Cohoes, Ny, Usa, 12047, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Albany NY 01/2015 09/2017
Mcguires Fine Dining Restaurant Albany NY 06/2014 09/2016
Citizens Securities, Inc Albany NY 01/2015 09/2017
Goldman Sachs & Co. Llc Latham NY 11/2017 Present
  • 01/2015 → 09/2017
    Citizens Bank
    Albany, NY
  • 06/2014 → 09/2016
    Mcguires Fine Dining Restaurant
    Albany, NY
  • 01/2015 → 09/2017
    Citizens Securities, Inc
    Albany, NY
  • 11/2017 → Present
    Goldman Sachs & Co. Llc
    Latham, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-10
  • S63 Uniform Securities Agent State Law Examination
    2017-04-10

View on SEC IAPD

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