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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-25
TX RA APPROVED_RES 2024-03-20
DE RA APPROVED 2023-05-10
FL RA APPROVED 2020-06-23
  • PA RA
    APPROVED
    Since 2024-04-25
  • TX RA
    APPROVED_RES
    Since 2024-03-20
  • DE RA
    APPROVED
    Since 2023-05-10
  • FL RA
    APPROVED
    Since 2020-06-23

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Newark DE 06/2015 02/2017
J.P. Morgan Securities Llc Newark DE 06/2015 05/2020
Jp Morgan Chase Bank, N.A. Plantation FL 06/2015 05/2020
Ubs Financial Services Tampa FL 05/2020 Present
  • 06/2015 → 02/2017
    Jpmorgan Chase Bank Na
    Newark, DE
  • 06/2015 → 05/2020
    J.P. Morgan Securities Llc
    Newark, DE
  • 06/2015 → 05/2020
    Jp Morgan Chase Bank, N.A.
    Plantation, FL
  • 05/2020 → Present
    Ubs Financial Services
    Tampa, FL
Other Businesses

1)John Grandizio/ 4401 S Jane Way/ Wilmington/ DE 19804 /United States/ Rental Property / Real Estate / Rental Property - This was my personal residence before relocating to florida/ Proprietor / owner / No direct duties - entity is professionally managed by a third party property manager/ Receive compensation?: Yes/Authority to make investment decisions?: Yes/Start Date 9/15/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-22
S63 Uniform Securities Agent State Law Examination 2015-11-25
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2015-11-25
Other Names
  • Johnnie Anthony Francis Grandizio

View on SEC IAPD

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