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1703 Monroe Avenue, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-09-18 |
| NY | RA | APPROVED | 2023-07-10 |
Branch Locations
1703 Monroe Avenue, Rochester, NY 14618 • United States
1703 Monroe Avenue, Rochester, NY 14618-1487 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brighton Securities Corp | Rochester | NY | 04/2023 | Present |
| Invesco | Rochester | NY | 06/2011 | 04/2023 |
I co-own rental properties in the City of Rochester. These businesses are not investment-related. I am a partner in the LLCs. I devote approximately 30 minutes per month, outside of trading hours. I was appointed to the Brighton Town Council, not investment related. I devote approximately 5-10 hours per week, outside of normal business hours and am paid a salary. Tax referral fee from Brighton Securities Tax and Accounting an affiliate of Brighton Securities Corp. spends less than 1 hour per week,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-01 |
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