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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-04
PA RA APPROVED 2026-02-04
  • NY RA
    APPROVED
    Since 2026-02-04
  • PA RA
    APPROVED
    Since 2026-02-04

Branch Locations

North Wales, PA • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amundi Pioneer Institutional Asset Management, Inc. Boston MA 08/2016 12/2020
Amundi Distributor Us, Inc. Boston MA 08/2016 04/2025
Victory Capital Services, Inc. Boston MA 04/2025 02/2026
Victory Capital Management Inc. Boston MA 04/2025 02/2026
Neuberger Berman New York NY 02/2026 Present
  • 08/2016 → 12/2020
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 08/2016 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 04/2025 → 02/2026
    Victory Capital Services, Inc.
    Boston, MA
  • 04/2025 → 02/2026
    Boston, MA
  • 02/2026 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
  • 2025-09-18 → 2026-02-04
    San Antonio, TX
    Rockville Centre, NY
  • 2021-01-04 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2016-08-15 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2014-08-04 → 2016-08-08
    Oaks, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-29
S65 Uniform Investment Adviser Law Examination 2014-12-23
  • S63 Uniform Securities Agent State Law Examination
    2016-08-29
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
Other Names
  • Patrick John Carbone

View on SEC IAPD

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