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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-19 |
| FL | RA | APPROVED | 2025-12-17 |
| IL | RA | APPROVED | 2025-12-17 |
| NY | RA | APPROVED | 2025-12-17 |
| MA | RA | APPROVED | 2023-03-07 |
| MN | RA | APPROVED | 2014-01-09 |
Branch Locations
Newtonville, MA • United States
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Minneapolis | MN | 06/2012 | Present |
| Park Avenue Securities Llc | Minneapolis | MN | 08/2012 | Present |
| Guardian Life Insurance Company | Cambridge | MA | 06/2024 | 09/2024 |
| Park Avenue Securities | Cambridge | MA | 06/2024 | 09/2024 |
| Guardian Life Insurance Company | New York | NY | 06/2024 | Present |
| Park Avenue Securities | New York | NY | 06/2024 | Present |
| Guardian Life Insurance Company | Somerville | MA | 09/2024 | 07/2025 |
| Park Avenue Securities | Somerville | MA | 09/2024 | 07/2025 |
| Guardian Life Insurance Company | Newtonville | MA | 07/2025 | Present |
| Park Avenue Securities | Newtonville | MA | 07/2025 | Present |
POA for my parents, Start: 01/01/2020, Address: Saint Paul, MN, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-12 |
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