Alexander Seiji Potter

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 08/2017
  Mass Mutual
  Dearborn, MI
• 04/2014 → 08/2017
  Mml Investors Services
  Dearborn, MI
• 08/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-01-16 → 2017-08-08
  Mml Investors Services, Llc
  Farmington Hills, MI
  Dearborn, MI
  Dearborn, MI

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 60 HR/MO, 40 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) ALEXANDER POTTER, 1630 Heather, Milford MI 48381, United States, 04/30/2017, Owner, RETAIL SALES, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) ALEXANDER POTTER, 1630 Heather, Milford MI 48381, United States, 11/05/2018, Owner, RETAIL SALES, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) POTTER FINANCIAL, LLC, 1630 HEATHER, MILFORD, MI, 02/2023, OWNER, LLC, NIR, 1 HR/MO, 1 HR/MO TRADING. 5) FOUNDATION WEALTH MANAGEMENT, LLC DBA FOUNDATION WEALTH, 1630 Heather, Milford MI 48381, United States, 06/2025, Owner, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-05
• S63 Uniform Securities Agent State Law Examination
  2012-08-16

Other Names

• Alex Potter