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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| FL | RA | APPROVED | 2022-01-10 |
Branch Locations
2 N Tamiami Trl Floor 01, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sarasota | FL | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 11/2016 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 08/2017 | 12/2021 |
| Bank Of America, N.A. | Sarasota | FL | 09/2017 | 12/2021 |
| Jpmorgan Chase Bank, N.A. | Sarasota | FL | 11/2021 | Present |
| J.P. Morgan Securities Llc | Sarasota | FL | 11/2021 | Present |
| Browning Production & Entertainment | Fort Lauderdale | FL | 02/2021 | 06/2021 |
| 2563 N Toledo Blade Blvd Llc | Sarasota | FL | 01/2006 | Present |
| Srq Legacy Properties Llc | Sarasota | FL | 11/2023 | Present |
Entity Name: SRQ Legacy Properties LLC Investment related: No Address: Sarasota, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/13/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It's a single member LLC that was formed as a real estate holding company. Entity Name: 2563 N Toledo Blade Blvd LLC Investment related: No Address: Sarasota, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2006 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm the manager of the LLC. It's a real estate holding company. 100% OWNERSHIP OF 2563 N TOLEDO BLADE BLVD LLC, INVESTMENT RELATED, NORTH PORT FL, CURRENTLY NO TIME DEVOTED, START 01/01/2006 GOP 1, LLC; NOT INVESTMENT RELATED; SARASOTA, FL; 1% OWNERSHIP; START DATE 01/01/2012; NO TIME DEVOTED. I*108247 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORIDA REAL ESTATE LICESE WITH LEGACY PROPERTY S. INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SARASOTA, FLORIDA 34231 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OTHER, HOLD A FLORIDA REAL ESTATE LICENSE START DATE OF RELATIONSHIP: 1/1/1996 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WAS ONLY FULLY ACTIVE IN REAL ESTATE FOR ONE YEAR BACK IN 2006 AND SINCE THEN HAVE USED IT PRIMARILY FOR MY OWN PURCHASE/SALES WHICH HAVE AVERAGED ONE PER EVERY TWO TO THREE YEARS. Status: APPRVD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-24 |
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