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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-04
WA RA APPROVED 2013-08-20
  • TX RA
    APPROVED
    Since 2014-03-04
  • WA RA
    APPROVED
    Since 2013-08-20

Branch Locations

221 2Nd Street #5, Langley, WA 98260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Langley WA 08/2013 Present
Mainspring Wealth Advisors Langley WA 08/2013 11/2020
Raymond James Financial Services Advisors Inc. Langley WA 08/2013 Present
Previous Registrations
  • 2013-02-01 → 2013-08-08
    Msi Financial Services, Inc.
    Bellevue, WA
    Bellevue, WA
Other Businesses

(1)Name of Business: Langley Village Properties LLC Address: 5365 164th Ave se, Bellevue, WA, 98004, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help manage the maintenance and care of the rental facility (2) Name of Business: Mainspring Wealth Advisors, LLC Address: 221 2nd Street #5, Langley, WA, 98260, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/28/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-08
  • S66 Uniform Combined State Law Examination
    2013-01-08
Other Names
  • Tyrel Lacey

View on SEC IAPD

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