Karl Gregory Salocks

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2024
  Morgan Stanley
  Walnut Creek, CA
• 07/2016 → 03/2024
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 06/2024 → 07/2024
  Consillum Wealth Management
  Danville, CA
• 09/2024 → 01/2025
  Sierra Pacific Financial Advisors
  Pleasanton, CA
• 01/2025 → 10/2025
  Destination Wealth Management
  Walnut Creek, CA
• 10/2025 → 01/2026
  Unemployed
  Walnut Creek, CA
• 02/2026 → Present
  Cwm, Llc
  Omaha, NE
• 02/2026 → Present
  Carson Wealth
  San Rafael, CA

Previous Registrations

• 2025-03-04 → 2025-10-06
  Destination Wealth Management
  Walnut Creek, CA
• 2024-09-23 → 2025-01-03
  Sierra Pacific Private Wealth, Llc
  Pleasanton, CA
• 2016-08-16 → 2024-03-22
  Morgan Stanley
  Walnut Creek, CA
• 2016-01-29 → 2016-07-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Danville, CA
  Livermore, CA
  Danville, CA
• 2015-11-03 → 2016-01-19
  Principal Securities, Inc.
  Walnut Creek, CA
• 2015-07-01 → 2015-08-27
  Waddell & Reed
  San Mateo, CA
• 2013-07-12 → 2015-05-21
  Morgan Stanley
  San Francisco, CA
• 2012-08-24 → 2012-12-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-08-22

Designations

• Certified Financial Planner

Other Names

• Karl Gregory Salocks
• Karl G Salocks