Brian T Kelley

Philadelphia, PA

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-12-11
TX	RA	APPROVED_RES	2020-12-11

PA RA
APPROVED

Since 2020-12-11
TX RA
APPROVED_RES

Since 2020-12-11

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Philadelphia	PA	10/2013	12/2020
Morgan Stanley Smith Barney Llc	Philadelphia	PA	12/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	12/2020	Present

10/2013 → 12/2020

Ubs Financial Services Inc.

Philadelphia, PA
12/2020 → Present

Morgan Stanley Smith Barney Llc

Philadelphia, PA
12/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2014-04-03 → 2020-12-22

Ubs Financial Services Inc.

Philadelphia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-03

S66 Uniform Combined State Law Examination

2014-04-03

View on SEC IAPD

Other Firms

GLENMEDE INVESTMENT MANAGEMENT, LP

CLARK CAPITAL MANAGEMENT GROUP INC

GLOBAL ADVISERS, LLC

BIOPHY CAPITAL MANAGEMENT LLC

VERITABLE FINANCIALS LLC

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

EAB INVESTMENT GROUP, LLC

Other Investors

JASON DOUGLAS PRIDE

SEAN EDWARD HERON

MICHAEL CRAVENS CROW

Adam Mark Conish

Eric Jason Richman

Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA

CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA

GLOBAL ADVISERS, LLC · PHILADELPHIA, PA

BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA

VERITABLE FINANCIALS LLC · PHILADELPHIA, PA

CHARLES SCHWAB & CO., INC. · Philadelphia, PA

J.P. MORGAN SECURITIES LLC · Philadelphia, PA

EAB INVESTMENT GROUP, LLC · Philadelphia, PA

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor