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Sean Michael Little

Strategic Advisers LLC

Roslyn, NY

Commack, NY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1075 Northern Blvd, Roslyn, NY 11576-1681 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Roslyn Heights NY 05/2015 09/2016
Jpmorgan Chase Bank, N.A. Roslyn Heights NY 01/2018 08/2019
Jp Morgan Securities Llc New York NY 09/2016 06/2017
Jp Morgan Securities Llc Roslyn Heights NY 06/2017 01/2018
Fidelity Brokerage Services Llc Roslyn NY 08/2019 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
  • 2019-09-05 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Roslyn, NY
  • 2017-07-19 → 2019-08-15
    J.P. Morgan Securities Llc
    Mineola, NY
    Roslyn Heights, NY
    New York, NY
    New York, NY
    Roslyn Heights, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-10
S63 Uniform Securities Agent State Law Examination 2012-08-01
  • S66 Uniform Combined State Law Examination
    2017-07-10
  • S63 Uniform Securities Agent State Law Examination
    2012-08-01
Other Names
  • Sean Michael Little
  • Sean Little
  • Sean M Little
  • Sean M Little

View on SEC IAPD

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