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Alexander Z Santacroce

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-07
CT RA APPROVED 2012-09-12
  • TX RA
    APPROVED_RES
    Since 2016-07-07
  • CT RA
    APPROVED
    Since 2012-09-12

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated New Haven CT 06/2012 Present
Bank Of America, N.A. New Haven CT 11/2012 Present
  • 06/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    New Haven, CT
  • 11/2012 → Present
    Bank Of America, N.A.
    New Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-11
  • S66 Uniform Combined State Law Examination
    2012-09-11
Other Names
  • Alexander Zachary Santacroce

View on SEC IAPD

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