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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-08-10
  • PA RA
    APPROVED
    Since 2016-08-10

Branch Locations

141 South St. Clair Street Suite 202, Pittsburgh, PA 15206 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Pittsburgh PA 08/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Pittsburgh PA 08/2016 Present
Previous Registrations
Other Businesses

DOORDASH POSITION: Driver NATURE: Delivery Driver for Doordash in my spare time during the weekends. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/05/2025 ADDRESS: 303 2nd St., San Francisco CA 94105, United States DESCRIPTION: deliver food/items

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-14
S63 Uniform Securities Agent State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2013-06-14
  • S63 Uniform Securities Agent State Law Examination
    2012-09-14

View on SEC IAPD

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