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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-05-22 |
| TX | RA | APPROVED | 2025-05-21 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co. | New York | NY | 09/2014 | 11/2022 |
| Rockefeller Financial Llc | Atlanta | GA | 02/2025 | Present |
| Broadpeak Capital | Atlanta | GA | 10/2024 | 11/2024 |
| Unemployed | Atlanta | GA | 12/2022 | 09/2024 |
| Unemployed | Atlanta | GA | 12/2024 | 01/2025 |
Macrame LLC; Not investment related; Atlanta, GA; Clothing; Owner; 03/01/2024; 1 hour per month and 0 hours during trading hours; I make clothing in my free time and sometimes sell them to friends and family
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-21 |
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