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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-15 |
| TX | RA | APPROVED | 2021-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Hawthorne | CA | 10/2012 | 02/2017 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 05/2009 | 12/2018 |
| J.P. Morgan Securities Llc | Santa Monica | CA | 10/2020 | Present |
| Jpmorgan Chase Bank, N.A. | Brentwood | CA | 01/2019 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | Santa Monica | CA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-17 |
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