Best Investors Account Sign in

Keith Arnez Williams

J.P. Morgan Securities LLC

Santa Monica, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-15
  • CA RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

625 Montana Ave, Santa Monica, CA 90403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hawthorne CA 10/2012 02/2017
Jpmorgan Chase Bank, N.A. Los Angeles CA 05/2009 12/2018
J.P. Morgan Securities Llc Santa Monica CA 10/2020 Present
Jpmorgan Chase Bank, N.A. Brentwood CA 01/2019 10/2020
Jpmorgan Chase Bank, N.A. Santa Monica CA 10/2020 Present
  • 10/2012 → 02/2017
    J.P. Morgan Securities Llc
    Hawthorne, CA
  • 05/2009 → 12/2018
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2020 → Present
    J.P. Morgan Securities Llc
    Santa Monica, CA
  • 01/2019 → 10/2020
    Jpmorgan Chase Bank, N.A.
    Brentwood, CA
  • 10/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-14
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2021-01-14
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Other Names
  • Keith A Williams
  • Keith Williams
  • Keith Arnez Williams

View on SEC IAPD

Other Firms

VICTUS CAPITAL WEALTH
SERENUS WEALTH ADVISORS, LLC
WILSHIRE
DIMENSIONAL FUND ADVISORS LP
COMPOSITION WEALTH, LLC
OCEAN AVENUE WEALTH MANAGEMENT
A.G.P. / ALLIANCE GLOBAL PARTNERS
MANTIS CAPITAL MANAGEMENT, LLC

Other Investors

ROBERT HENRY JONES
MARY CATHERINE KUSNIC
LAURA ELIZABETH LEMOINE
REBECCA KATHLEEN SHAW
KARA SUE BOCCELLA
DEVON GALINDO
Katherine L Thorsey
SUEHYUN KIM

Other Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
A.G.P. / ALLIANCE GLOBAL PARTNERS · SANTA MONICA, CA
MANTIS CAPITAL MANAGEMENT, LLC · SANTA MONICA, CA

More in Santa Monica, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor