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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments Institutional Services Company, Inc. | Merrimack | NH | 06/2012 | 12/2016 |
| Jpmorgan Chase Bank Na | Newark | DE | 01/2017 | 06/2021 |
| Jpmorgan Securities Llc | Greenwich | CT | 01/2017 | 06/2019 |
| Brinker Capital | Berwyn | PA | 06/2021 | 07/2025 |
| Orion Portfolio Solutions | Omaha | NE | 01/2022 | 07/2025 |
| Massmutual | Springfield | MA | 08/2025 | Present |
| Mml Investors Services, Llc | Springfield | MA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-09-14 |
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