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Eric Platt

Jefferies Investment Advisers LLC

Miami, FL

New York, NY

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-27
PR RA APPROVED 2025-12-05
MA RA APPROVED 2025-11-07
OR RA APPROVED 2025-10-28
AZ RA APPROVED 2025-10-10
AR RA APPROVED 2025-10-01
AK RA APPROVED 2025-09-23
KY RA APPROVED 2025-09-23
MN RA APPROVED 2025-09-23
MT RA APPROVED 2025-09-23
SC RA APPROVED 2025-09-23
MI RA APPROVED 2025-09-22
ND RA APPROVED 2025-09-22
OK RA APPROVED 2025-09-22
WV RA APPROVED 2025-09-22
WY RA APPROVED 2025-09-22
CT RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-19
HI RA APPROVED 2025-09-19
IL RA APPROVED 2025-09-19
IN RA APPROVED 2025-09-19
IA RA APPROVED 2025-09-19
ME RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NH RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
NC RA APPROVED 2025-09-19
PA RA APPROVED 2025-09-19
RI RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
TX RA APPROVED_RES 2025-09-19
VA RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
CA RA APPROVED 2025-09-18
CO RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
MD RA APPROVED 2025-09-18
MS RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
NJ RA APPROVED 2025-09-18
NY RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
UT RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
WI RA APPROVED 2025-09-18
FL RA APPROVED 2023-06-29
  • DC RA
    APPROVED
    Since 2026-01-27
  • PR RA
    APPROVED
    Since 2025-12-05
  • MA RA
    APPROVED
    Since 2025-11-07
  • OR RA
    APPROVED
    Since 2025-10-28
  • AZ RA
    APPROVED
    Since 2025-10-10
  • AR RA
    APPROVED
    Since 2025-10-01
  • AK RA
    APPROVED
    Since 2025-09-23
  • KY RA
    APPROVED
    Since 2025-09-23
  • MN RA
    APPROVED
    Since 2025-09-23
  • MT RA
    APPROVED
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-09-23
  • MI RA
    APPROVED
    Since 2025-09-22
  • ND RA
    APPROVED
    Since 2025-09-22
  • OK RA
    APPROVED
    Since 2025-09-22
  • WV RA
    APPROVED
    Since 2025-09-22
  • WY RA
    APPROVED
    Since 2025-09-22
  • CT RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-19
  • HI RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2025-09-19
  • IN RA
    APPROVED
    Since 2025-09-19
  • IA RA
    APPROVED
    Since 2025-09-19
  • ME RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NH RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • NC RA
    APPROVED
    Since 2025-09-19
  • PA RA
    APPROVED
    Since 2025-09-19
  • RI RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18
  • CO RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18
  • MS RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • NJ RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • UT RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • WI RA
    APPROVED
    Since 2025-09-18
  • FL RA
    APPROVED
    Since 2023-06-29

Branch Locations

1450 Brickell Avenue Suite 1710, Miami, FL 33131 • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association Miami FL 11/2017 11/2018
Unemployed Miami FL 09/2016 01/2017
Hsbc Securities (Usa) Inc. Miami FL 03/2017 11/2018
M&G Investment Management Limited Miami FL 11/2018 07/2021
Foreside Financial Services, Llc Miami FL 11/2018 07/2021
Onedigital Miami FL 09/2021 02/2023
Jefferies Miami FL 06/2023 Present
Unemployed Miami FL 03/2023 05/2023
Jefferies Investment Advisers Llc Miami FL 06/2023 Present
  • 11/2017 → 11/2018
    Hsbc Bank Usa National Association
    Miami, FL
  • 09/2016 → 01/2017
    Unemployed
    Miami, FL
  • 03/2017 → 11/2018
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 11/2018 → 07/2021
    M&G Investment Management Limited
    Miami, FL
  • 11/2018 → 07/2021
    Foreside Financial Services, Llc
    Miami, FL
  • 09/2021 → 02/2023
    Onedigital
    Miami, FL
  • 06/2023 → Present
    Jefferies
    Miami, FL
  • 03/2023 → 05/2023
    Unemployed
    Miami, FL
  • 06/2023 → Present
    Jefferies Investment Advisers Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
S65 Uniform Investment Adviser Law Examination 2016-12-21
S65 Uniform Investment Adviser Law Examination 2016-12-21
S63 Uniform Securities Agent State Law Examination 2016-12-06
S63 Uniform Securities Agent State Law Examination 2016-12-06
  • S66 Uniform Combined State Law Examination
    2023-06-16
  • S65 Uniform Investment Adviser Law Examination
    2016-12-21
  • S65 Uniform Investment Adviser Law Examination
    2016-12-21
  • S63 Uniform Securities Agent State Law Examination
    2016-12-06
  • S63 Uniform Securities Agent State Law Examination
    2016-12-06
Other Names
  • Eric Anthony Platt
  • Eric Anthony Platt
  • Eric Platt

View on SEC IAPD

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EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
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