Best Investors Account Sign in
Inactive

Sean Robert Flaherty

Shepherd Kaplan LLC

Boston, MA

CRD 6085932

Claim This Profile
Employer firm

Shepherd Kaplan LLC CRD 128244

$10.2B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Shepherd Kaplan Llc

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-07-19
  • MA RA
    APPROVED
    Since 2012-07-19

Branch Locations

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shepherd Kaplan Llc Boston MA 06/2012 10/2020
Shepherd Kaplan Llc Boston MA 10/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-14
  • S65 Uniform Investment Adviser Law Examination
    2012-07-14

View on SEC IAPD

Nearby Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.

Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

More in Boston, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor