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Sean Robert Flaherty

Shepherd Kaplan LLC

Boston, MA

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Current Employers
Shepherd Kaplan Llc

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-07-19
  • MA RA
    APPROVED
    Since 2012-07-19

Branch Locations

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shepherd Kaplan Llc Boston MA 06/2012 10/2020
Shepherd Kaplan Llc Boston MA 10/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-14
  • S65 Uniform Investment Adviser Law Examination
    2012-07-14

View on SEC IAPD

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