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Stephen David Mimbs

Pnc Wealth Management LLC

Suwanee, GA

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-01-13
GA RA APPROVED 2015-02-10
  • FL RA
    APPROVED
    Since 2016-01-13
  • GA RA
    APPROVED
    Since 2015-02-10

Branch Locations

1001 Peachtree Industrial Blvd., Suwanee, GA 30024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Atlanta GA 01/2015 Present
  • 01/2015 → Present
    Pnc Investments
    Atlanta, GA
Previous Registrations
  • 2014-07-29 → 2015-01-05
    J.P. Morgan Securities Llc
    Duluth, GA
    Dacula, GA
    Lawrenceville, GA
    Lilburn, GA
    Atlanta, GA
    Duluth, GA
    Norcross, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-25
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2014-07-25
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17

View on SEC IAPD

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MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · SUWANEE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Suwanee, GA
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