John Edward Rice

Employer firm

Nbt Capital Management, Inc. CRD 104932

$1.61B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2001 → Present
  Dailyaccess Corporation
  Mobile, AL
• 01/2011 → Present
  Interserv, Llc
  Mobile, AL

Previous Registrations

• 2013-03-04 → 2016-02-01
  Newport Group Consulting, Llc
  Lake Mary, FL

Other Businesses

NAME: DAILYACCESS CORPORATION; BUSINESS IS NOT INVESTMENT-RELATED; ADDRESS: 307 UNIVERSITY BOULEVARD, NORTH, BUILDING 3, SUITE 1500, MOBILE, AL 36688; NATURE OF BUSINESS: RECORDKEEPING AND THIRD PARTY ADMINISTRATION; POSITION: EXECUTIVE DIRECTOR, NEW BUSINESS; START DATE: 04/30/2001 # OF HRS/MONTH: APPROXIMATELY 120-140 HOURS; DESCRIPTION OF DUTIES: SELL RECORDKEEPING AND THIRD PARTY ADMINISTRATION SERVICES TO EMPLOYEE BENEFIT PLAN SPONSORS AND THEIR ADVISORS

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-01