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Nicolette M Fiermonte

Stifel, Nicolaus & Company, Incorporated

Skaneateles, NY

CRD 6085640

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-23
NY RA APPROVED 2022-05-17
  • TX RA
    APPROVED
    Since 2023-02-23
  • NY RA
    APPROVED
    Since 2022-05-17

Branch Locations

36 Jordan Street Suite 2, Skaneateles, NY 13152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Fairport NY 07/2016 Present
  • 07/2016 → Present
    Stifel
    Fairport, NY
Other Businesses

New York State Notary; Auburn, NY; Notarize client documents; 08/11/2014; 1.00 Hour(s) Per Day - during securities trading hours; Not Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-14
  • S66 Uniform Combined State Law Examination
    2022-05-14
Other Names
  • Nicolette Marie Neagle
  • Nicolette Neagle

View on SEC IAPD

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