Kevin Langan Finin

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2018
  Sanford C. Bernstein & Co., Llc
  New York City, NY
• 10/2018 → 01/2022
  First Republic Securities Company, Llc
  New York, NY
• 10/2018 → 01/2022
  First Republic Investment Management, Inc.
  New York, NY
• 01/2022 → 10/2023
  Rockefeller & Co
  Saratoga Springs, NY
• 01/2022 → 10/2023
  Rockefeller Financial Llc
  Saratoga Springs, NY
• 10/2023 → 01/2024
  Rockefeller Financial Llc
  Boston, MA
• 10/2023 → 01/2024
  Rockefeller & Co
  Boston, MA
• 02/2024 → Present
  Rockefeller Financial Llc
  Boston, MA
• 09/2024 → Present
  Rockefeller Capital Management
  Boston, MA

Previous Registrations

• 2018-10-31 → 2021-12-15
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 2015-12-17 → 2018-10-30
  Alliancebernstein L.P.
  New York, NY

Other Businesses

The Center for Disability Services Foundation, INC.; Non-investment related; 314 South Manning Boulevard, Albany, NY 12208; Board Member – Commercial Services Advisory Board; 07/01/2023; 2 hours per quarter and 0 hours during trading hours; Oversees mail fulfillment center. The Center for Disability Services Foundation, INC.; Investment related; 314 South Manning Boulevard, Albany, NY 12208; Board Member – CFDS Endowment Investment Committee; 07/01/2023; 2 hours per quarter and 0 hours during trading hours; Supports the future of the center.

Exams

• S66 Uniform Combined State Law Examination
  2014-07-02

Designations

• Chartered Financial Analyst

Other Names

• Kevin Finin