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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-18 |
| LA | RA | APPROVED | 2022-11-01 |
| TX | RA | APPROVED | 2022-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ridgeland | MS | 05/2016 | 09/2021 |
| Bank Of America, N.A. | Ridgeland | MS | 06/2016 | 09/2021 |
| Farther Finance Advisors | New York | NY | 09/2021 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 10/2022 | Present |
| Bank Of America N.A. | New Orleans | LA | 10/2022 | Present |
I*3252270 Entity Type: Charitable Name of OBA: Lighthouse Louisiana Address: New Orleans, LA 70118 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: At Lighthouse Louisiana our mission is to empower people with disabilities through services, employment and advocacy. I am a prospective board member for the organization; would be collaborating on the direction and potential services of Lighthouse.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-26 |
| S65 | Uniform Investment Adviser Law Examination | 2015-05-18 |
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